The financial services firm has settled with 50 U.S. states, plus territories, over an investigation into its supervision of ...

The Nevada Secretary of State’s Office is joining a $17 million enforcement settlement with financial services company Edward ...

The Nevada Secretary of State’s Office Securities Division has joined a $17 million multi-state settlement with Edward D.

The regional giant reported $2.2 trillion in client assets last year, despite seeing its net new flows decline.

A four year investigation by state regulators has left Edward Jones with a $17 million penalty resulting from overcharging ...

The Des Peres-based financial services giant said its new initiative will invest in and accelerate the development of ...

The investigation, which spanned four years and involved 14 state regulators, revolved around how the firm supervised the ...

Jorge Perez, state banking commissioner Connecticut Banking Commissioner Jorge Perez on Dec. 20, 2024 issued a consent order directing the ...

Edward Jones stood accused of not properly supervising advisors who were charging clients commissions for mutual funds and ...

Overview of Edward Jones CDs Edward Jones is a financial advisory firm and investment company. It offers a wide range of products and services, including certificates of deposit, or CDs.

Edward Jones settles for $17M with regulators over mutual fund sales practices after a multi-state investigation.

Following last year’s double-digit market returns, this year’s expectation for economic growth, continued consumer spending ...