Nevada will receive part of a $17 million, multi-state settlement with Edward D. Jones & Co., L.P., following a probe into ...
The Nevada Secretary of State’s Office Securities Division has joined a $17 million multi-state settlement with Edward D.
The Nevada Secretary of State’s Office is joining a $17 million enforcement settlement with financial services company Edward ...
The state of South Carolina will receive a portion of a $17 million settlement with the investment group Edward Jones after a ...
As a member of the North American Securities Administrators Association (NASAA), the North Dakota Securities Department is ...
The settlement revolves around how Edward Jones implemented new policies in response to the now-defunct fiduciary rule, ...
Announced on Jan. 13, the Arkansas Securities Department is now part of a $17 million settlement with Edward D. Jones & Co., ...
The Investor Protection Unit (IPU) of the Delaware Department of Justice has joined a $17 million settlement with Edward D. Jones & Co., L.P. (“Edward ...
The Tennessee Department of Commerce & Insurance (TDCI), a member of the North American Securities Administrators Association ...
The investigation, which spanned four years and involved 14 state regulators, revolved around how the firm supervised the ...
Edward Jones settles for $17M with regulators over mutual fund sales practices after a multi-state investigation.
The regional giant reported $2.2 trillion in client assets last year, despite seeing its net new flows decline.