The Nevada Secretary of State’s Office Securities Division has joined a $17 million multi-state settlement with Edward D.
The regional giant reported $2.2 trillion in client assets last year, despite seeing its net new flows decline.
Edward Jones certificates of deposit (CDs) offer competitive interest rates, with a relatively affordable minimum deposit to get started. However, most of the term lengths skew shorter ...
North Dakota has joined a $17 million multistate settlement with Edward Jones over the company's failure to maintain ...
Edward Jones settles for $17M with regulators over mutual fund sales practices after a multi-state investigation.
Following a multi-state investigation into supervisory failures with respect to mutual fund shares, The Investor Protection ...
The four-year investigation was led by a working group of 14 state securities regulators and looked into Edward Jones’s supervision of customers moving from brokerage to advisory accounts in light of ...
Philip Edward Jones, Ph.D. (Harvard University 2009) joined the department in 2009. His research interests are in public opinion, political behavior and political communication, with a particular ...
FINRA is requiring Edward Jones, Osaic and Cambridge Investment Research to collectively pay more than $8.2 million in restitution to customers after the firms allegedly failed to monitor whether ...
Alani Asis is a freelancer for Newsweek’s personal finance vertical. Alani has over three years of experience writing for personal finance brands such as Insider, Forbes and Fortune Magazine.
Commissions do not affect our editors' opinions or evaluations. Edward Jones offers several certificate of deposit (CD) terms, ranging from three months to 10 years. The brokerage firm’s CD ...