The Nevada Secretary of State’s Office Securities Division has joined a $17 million multi-state settlement with Edward D.
The regional giant reported $2.2 trillion in client assets last year, despite seeing its net new flows decline.
The Des Peres-based financial services giant said its new initiative will invest in and accelerate the development of ...
A four year investigation by state regulators has left Edward Jones with a $17 million penalty resulting from overcharging ...
The settlement revolves around how Edward Jones implemented new policies in response to the now-defunct fiduciary rule, ...
Edward Jones stood accused of not properly supervising advisors who were charging clients commissions for mutual funds and ...
The investigation, which spanned four years and involved 14 state regulators, revolved around how the firm supervised the ...
Following a multi-state investigation into supervisory failures with respect to mutual fund shares, The Investor Protection ...
Following last year’s double-digit market returns, this year’s expectation for economic growth, continued consumer spending ...
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