The Nevada Secretary of State’s Office Securities Division has joined a $17 million multi-state settlement with Edward D.

The state of South Carolina will receive a portion of a $17 million settlement with the investment group Edward Jones after a ...

Jorge Perez, state banking commissioner Connecticut Banking Commissioner Jorge Perez on Dec. 20, 2024 issued a consent order directing the ...

The Tennessee Department of Commerce & Insurance (TDCI), a member of the North American Securities Administrators Association ...

The Investor Protection Unit (IPU) of the Delaware Department of Justice has joined a $17 million settlement with Edward D. Jones & Co., L.P. (“Edward ...

The settlement revolves around how Edward Jones implemented new policies in response to the now-defunct fiduciary rule, ...

As a member of the North American Securities Administrators Association (NASAA), the North Dakota Securities Department is ...

Announced on Jan. 13, the Arkansas Securities Department is now part of a $17 million settlement with Edward D. Jones & Co., ...

Following a multi-state investigation into supervisory failures with respect to mutual fund shares, The Investor Protection ...

Edward Jones settles for $17M with regulators over mutual fund sales practices after a multi-state investigation.

The investigation, which spanned four years and involved 14 state regulators, revolved around how the firm supervised the ...

The North Dakota Securities Department, a member of the North American Securities Administrators Association (NASAA), has joined a $17 million settlement with Edward D. Jones & Co. L.P. (Edward Jones) ...